Goodwin Capital Advisers, Inc. (Goodwin) is a New York corporation registered with the U.S. Securities and Exchange Commission as an investment advisor pursuant to the Investment Advisors Act of 1940. Goodwin specializes in providing investment services for fixed income investments for institutional clients.
Goodwin does not claim that the products or services in this site are available in any particular jurisdiction or appropriate for any particular investor. If you choose to access this website from a location other than the United States, you do so on your own initiative, and are responsible for compliance with any applicable local laws.
The information contained on this site does not constitute an offer or solicitation for the sale of any security or any other product or service by Goodwin. Nor does it constitute a complete description of our investment services or performance. Content is provided for informational purposes and should not be construed as a substitute for legal or financial advice from a professional advisor. Check with your professional advisor for service availability.
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Goodwin and its officers, directors, employees, consultants and contractors shall not be liable for any damages, losses, costs or injuries suffered as a result of or in relation to this site or its materials, your use of either of the foregoing, or your breach of these terms or restrictions. In no event shall Goodwin be liable for any indirect, punitive, special, incidental, or consequential damages as a result of or in relation to this site or its materials (including, without limitation, loss of sales, business, revenue, profit, use, data or other economic advantage), however it arises, whether for breach of contract or in tort, even if Goodwin has been advised of the possibility of such damages. In no event shall Goodwin be liable to you for damages greater than $50 in aggregate.
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To avoid any misunderstandings as to ownership or compensation, this site should not be used to submit ideas, suggestions or materials (collectively, submissions) to Goodwin. While you may believe that your submissions are novel or unique, it is possible that they are otherwise known by Goodwin or within the financial or other industries. If, despite our request, you submit any submissions to Goodwin via this site, such submissions shall become the property of Goodwin and you hereby assign to Goodwin, without further consideration, all of your rights, title and interests in and to the same, including, without limitation, any pertinent copyright, trade secret, patent and any other intellectual property rights. Any additional or different terms of ownership or use submitted by you in connection with any such submission shall be void. In addition, Goodwin shall be under no obligation of confidence with respect to any such submission and shall not be liable for any use or disclosure of the same.
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You also may be subject to additional terms and conditions that may apply when you use subsidiaries' sites, third-party content or third-party software. These terms and the relationship between you and Goodwin shall be governed by the laws of the State of New York and controlling United States federal law without regard to conflict of law provisions. The failure of Goodwin to exercise or enforce any right or provision of these terms shall not constitute a waiver of such right or provision. If any provision of these terms is found by a court of competent jurisdiction to be invalid, the parties nevertheless agree that the court should endeavor to give effect to the parties' intentions as reflected in the provision, and that the other provisions of these terms shall remain in full force and effect.
The section titles included in this statement are for convenience only and have no legal or contractual effect.
Conning & Company is the parent of Conning Inc., Goodwin Capital Advisers, Inc., and Conning Investment Products, Inc., and an affiliate of Conning Asset Management Limited and Conning Asset Management (Europe) Limited (together, "Conning"). Conning is a portfolio company of the funds managed by Aquiline Capital Partners LLC (a New York -based private equity firm,) with offices in Hartford, New York, Dublin, London, Cologne and Hong Kong.
Conning firms are registered with the Securities Exchange Commission under the Investment Advisers Act of 1940, the Ontario Securities Commission, the United Kingdom's Financial Services Authority, and Ireland's Central Bank of Ireland under Regulation 11 of the MiFID Regulations. Conning primarily provides asset management services for third-party assets. Conning predominantly invests client portfolios in fixed income strategies in accordance with guidelines supplied by its institutional clients.
Conning Inc. and Goodwin Capital Advisers, Inc. are registered as Investment Advisers with the SEC and have noticed other jurisdictions that they are conducting securities advisory business when required by law. In any other jurisdictions where they have not provided notice and are not exempt or excluded from those laws, they cannot transact business as an investment adviser and may not be able to respond to individual inquiries if the response could potentially lead to a transaction in securities.
For complete details regarding Conning and its services, you should refer to Form ADV Part 2A, which is required to be filed in accordance with SEC regulations. You may obtain a copy by contacting Odette Morin at (860) 299-2340 or email firstname.lastname@example.org.